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Trade Monitoring & Surveillance

Contract Type: Permanent
Location: City of London, London
Industry:
Finance
Salary: £50,000
Start Date: ASAP
REF: ASH17466RT_1544013064
Contact Name: Rebecca Taylor
Contact Email: rtaylor@ashdowngroup.com
Job Published: 10 days ago

Fast growing and successful financial services business are now looking for an additional Trade Monitoring & Surveillance Analyst with experience of capital market activities, CFDs and spread betting.

To secure the position, you will have experience within a trade monitoring role and have a good awareness of Market Abuse Regulations, FCA rules and general compliance oversight functions.

Reporting to the Head of Compliance, you will:
- Monitor, investigate and communicate issues arising from your trade surveillance monitoring
- Maintain a database of remedial actions/recommendations arising from trade surveillance
- Develop monitoring methodology based on analysis of anomalies in trading patterns and behaviours
- Email and phone call monitoring
- Escalate issues proactively and timely
- Participate in investigations into incidents arising within business lines
- Written reports where necessary
In addition you will keep abreast of and demonstrate a good working knowledge of FCA rules and regulations, as well as having a broad awareness of market abuse and other exchange rules and regulations as required and their impact on the electronic surveillance monitoring programme.

The company are experiencing rapid growth both in the UK and abroad, creating fantastic opportunities for on-going progression. Starting salary is up to £50,000, with possibly a bit of flexibility for an exceptional candidate.