Click Fraud Protection


Compliance Analyst - London - 3 month contract - £450 p/d

Job Title: Compliance Analyst - London - 3 month contract - £450 p/d
Contract Type: Contract
Location: City of London, London
Salary: £350 - £450 per day
Start Date: Immediate
Duration: 3 months +
REF: ASH17176RT_1534439487
Contact Name: Rebecca Taylor
Contact Email:
Job Published: 10 months ago

Job Description

Compliance Analyst - London - 3 month contract - up to £450 p/d - Immediate Start!!

Working within an enterprise global financial group within their FX and spread betting business, you will take responsibility for the
Compliance oversight function. Based out of their offices in the heart of the City, you will initially join for a 3 month FTC, that may well extend a further 3 months.

Day to Day you will be:
-Conducting daily trade monitoring using Bloomberg or any other type of trade surveillance software;
-Reporting and investigating suspicious trading activity.
-Reviewing and approving financial promotions prior to its release in accordance with FCA COBS rules;
-Reviewing and updating policies and procedures;
-Responding to PA Dealing requests
-Handling all complaints escalated to Compliance & issuing final responses;
-Responding to information requests from the Met Police & FOS;
-Submitting SARs to the NCA & STRs to the FCA where market abuse is suspected;

To secure this contract role you must have:
-Experience in a similar compliance role within finance - experience within FX or spread betting would be particularly advantageous.
-Experience in reporting and investigating suspicious trading activity.
-Training on AML, Fraud, Sanctions & Data Protection;

This is an initial 3 month contract which offers the incumbent between £350 - £450 p/d. It will also likely extend for a further 3 months, but this cannot be guaranteed at this stage. You must be available for an IMMEDIATE START and interviews this week. To register your interest, please send a CV as a matter of urgency with the reference ASH17176RT.

The Ashdown Group Ltd acts as an employment agency in respect of permanent vacancies and as an employment business in respect of temporary vacancies.